Fundamental Science Practices Frequently Asked Questions
How is approval granted and what documents at a minimum must be submitted to the approving official?
What Federal Government policies require the release of scientific data, and how does the USGS intend to meet these requirements?
What is considered USGS scientific software and what are the USGS requirements for releasing it?
The frequently asked questions (FAQs) represent a Bureau consensus to ensure interpretations of Fundamental Science Practices (FSP) policies are uniformly applied throughout the USGS. These FAQs provide further explanation of the FSP and related publishing policies, as well as describe the procedures and decision making necessary to meet the policy requirements.
FSP Background
FSP Background
Authorship
Authorship
Review
Review
Approval
Approval
USGS Publication Series
USGS Publication Series
Journal Publications
Journal Publications
Metadata
Metadata
Data
Data
Software
Software
Project Reporting and Cooperator Publications
Project Reporting and Cooperator Publications
Web Pages, Conferences, Abstracts, and Presentations
Web Pages, Conferences, Abstracts, and Presentations
Preprints
Preprints
The FAQs will be updated as necessary and changes in the form of additions or revisions are reflected by date (month/year) as they occur. Questions about the FSP that are not addressed here should be directed to gs_fspac@usgs.gov.
FSP Frequently Asked Questions
FSP Frequently Asked Questions
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What types of information products are not cataloged in the Publications Warehouse? [172] What types of information products are not cataloged in the Publications Warehouse? [172]
Information products outside the scope of the Publications Warehouse, such as abstracts, posters, presentations, data releases, and software releases, are not cataloged in the Publications Warehouse.
What types of information products are available in full text from the Publications Warehouse? [173] What types of information products are available in full text from the Publications Warehouse? [173]
Full text information products published by the USGS, such as USGS series publications, are provided for download from the Publications Warehouse. The Publications Warehouse also provides links to cooperators' and external publishers’ websites that provide the full text of USGS-authored publications when the links are available. [Read more]
How does the Publications Warehouse handle data releases? [174] How does the Publications Warehouse handle data releases? [174]
Data release information product records are not cataloged as standalone citation pages in the Publications Warehouse. The official catalog for USGS data releases is the USGS Science Data Catalog. However, links to data releases associated with a companion publication are added to the associated publication’s citation page in the Publications Warehouse. [Read more]
Does the Publications Warehouse contain an author’s entire body of work, including information products that they authored before or after their employment with USGS? [175] Does the Publications Warehouse contain an author’s entire body of work, including information products that they authored before or after their employment with USGS? [175]
No, the Publications Warehouse only contains information products prepared by authors who were affiliated with the USGS when the work was performed. USGS authors can capture their entire body of work on their ORCID profiles. [Read more]
Who owns the data collected during research or produced as an information product on behalf of the USGS? [176] Who owns the data collected during research or produced as an information product on behalf of the USGS? [176]
Data collected on behalf of the USGS or by using USGS funds belong to the USGS and not to the individual who collected the data. The DMP should specify data ownership, the data preservation responsibilities, and party responsible for providing the data to the public. [Read more]
What are the policy requirements for USGS authors regarding use of "unpublished data" or "personal communication" (including written, oral or verbal communication) when citing data used to support scholarly publications? [177] What are the policy requirements for USGS authors regarding use of "unpublished data" or "personal communication" (including written, oral or verbal communication) when citing data used to support scholarly publications? [177]
All supporting digital research data approved for release for final accepted manuscripts or final publications must be freely available for public access at the same time as or before the official publication date, with some exceptions allowed. [Read more]
What are cooperator publications? [178] What are cooperator publications? [178]
Cooperator publications are scientific information products funded and released by an external cooperator to which USGS authors contribute. Cooperator publications are prepared under formal collaborative agreements between the USGS and Federal, Tribal, State, local, academia or other parties. [Read more]
What requirements must be met for USGS authored or coauthored cooperator publications to comply with FSP? [179] What requirements must be met for USGS authored or coauthored cooperator publications to comply with FSP? [179]
To comply with FSP, the requirements for release of the publication, and any associated data release, must be specified in a signed agreement between USGS and the cooperator, the publication must be reviewed and approved through the USGS Information Product Data System (IPDS), and be made available on a publicly accessible website by the cooperator. [Read more]
Where are cooperator publications released? [180] Where are cooperator publications released? [180]
Cooperator publications are released on cooperator websites. Because the results of Federal Government scientific research must be made publicly available, these publications must be hosted on a publishing platform with continued persistent public accessibility. [Read more]
How do USGS editing and formatting requirements apply to cooperator publications? [181] How do USGS editing and formatting requirements apply to cooperator publications? [181]
Editing and formatting requirements are applied to cooperator publications according to the cooperator’s publishing standards. Although cooperator publications are not required to follow the editorial requirements for USGS series publications, Bureau writing quality and standards must be met. [Read more]
How should a cooperator publication be cited? [182] How should a cooperator publication be cited? [182]
Citations for cooperator publications may list USGS authors by individual names or by using the Bureau name (U.S. Geological Survey). In all cases, the citation must include the cooperator’s name as the publisher. For examples [Read more]
How are the USGS identifier and cooperator logos displayed on cooperator publications? [183] How are the USGS identifier and cooperator logos displayed on cooperator publications? [183]
The cooperator determines use and placement of the trademarked USGS identifier or a text identification line (such as "Prepared in cooperation with the U.S. Geological Survey") based on their own visual identity/logo requirements. To acknowledge the Bureau’s contribution, USGS authors should request that USGS be prominently displayed. [Read more]
Do cooperator publications require a digital object identifier (DOI)? [184] Do cooperator publications require a digital object identifier (DOI)? [184]
Although USGS does not require or assign DOIs for cooperator publications, assignment of DOIs is a best practice to ensure long term access to a product. If they have the capability to do so, cooperators should assign a DOI or other persistent link to the information product. [Read more]
What are the requirements for publicly releasing USGS data and scientific software associated with a cooperator publication? [185] What are the requirements for publicly releasing USGS data and scientific software associated with a cooperator publication? [185]
The FSP requirements for release of USGS scientific data and software associated with scholarly publications also apply to cooperator publications. Data and software management, publishing, and curation responsibility should be specified in data management plans. [Read more]
Is a data release required for USGS-funded data included in a cooperator publication? [186] Is a data release required for USGS-funded data included in a cooperator publication? [186]
Yes. If data collection for a cooperator publication is USGS-funded, a publicly accessible data release is required prior to or simultaneously with release of the associated cooperator publication. An acceptable digital repository for the data release should be identified in the data management plan or agreement. [Read more]
What is the difference between a cooperator publication and a progress report to a cooperator? [187] What is the difference between a cooperator publication and a progress report to a cooperator? [187]
A cooperator publication with scientific contributions from USGS authors, may include new interpretive information and is publicly released. Conversely, a progress report from USGS to a cooperator may contain only previously published interpretive or non-interpretive information, but cannot present new interpretations or conclusions of scientific results. [Read more]
What is the difference between a cooperator publication and a USGS Restricted-File Federal Interagency Report (RFFIR)? [188] What is the difference between a cooperator publication and a USGS Restricted-File Federal Interagency Report (RFFIR)? [188]
A cooperator publication with scientific contributions from USGS authors is released by the cooperator on a publicly accessible website and is citable. Conversely, RFFIRs are limited-use USGS publication series information products prepared by the USGS and provided as confidential communications only to other government or international entities, and are not citable. [Read more]
What can USGS authors do to facilitate QSQI BAO review and approval of cooperator publications that contain new interpretive information? [189] What can USGS authors do to facilitate QSQI BAO review and approval of cooperator publications that contain new interpretive information? [189]
Ensure the manuscript meets USGS standards for scientific quality, review, and approval in the USGS Information Product Data System (IPDS): at least 2 USGS-initiated rigorous peer reviews are obtained and reconciled; Bureau approval and final editing occur before the manuscript is in page proofs; the publishing and distribution location for the final publication are identified. [Read more]
What is a USGS Bureau-approved preprint? [192] What is a USGS Bureau-approved preprint? [192]
A USGS-authored, peer reviewed, Bureau approved manuscript posted on a preprint server. [Read more]
What is a preprint server? [193] What is a preprint server? [193]
An online repository where manuscripts are published, often preceding publication in another outlet. [Read more]
Are USGS scientists allowed to submit a Bureau-approved manuscript to a preprint server? [194] Are USGS scientists allowed to submit a Bureau-approved manuscript to a preprint server? [194]
Yes, USGS scientists are allowed to post Bureau-approved manuscripts to preprint servers, but use of preprint servers is subject to approval by supervisor and science center director. [Read more]