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Fundamental Science Practices Frequently Asked Questions

The frequently asked questions (FAQs) represent a Bureau consensus to ensure interpretations of Fundamental Science Practices (FSP) policies are uniformly applied throughout the USGS. These FAQs provide further explanation of the FSP and related publishing policies, as well as describe the procedures and decision making necessary to meet the policy requirements.

FSP Background

FSP Background

Authorship

Authorship

Review

Review

Approval

Approval

USGS Publication Series

USGS Publication Series

Journal Publications

Journal Publications

Metadata

Metadata

Data

Data

Software

Software

Project Reporting and Cooperator Publications

Project Reporting and Cooperator Publications

Web Pages, Conferences, Abstracts, and Presentations

Web Pages, Conferences, Abstracts, and Presentations

Preprints

Preprints

The FAQs will be updated as necessary and changes in the form of additions or revisions are reflected by date (month/year) as they occur. Questions about the FSP that are not addressed here should be directed to gs_fspac@usgs.gov.

 

FSP Frequently Asked Questions

Filter Total Items: 217

What are the recordkeeping requirements regarding research activities? [010] What are the recordkeeping requirements regarding research activities? [010]

Data collection and research planning activities are governed by documented work plans that ensure scientific goals are achievable and appropriate to the mission of the USGS and that research can be interpreted appropriately; these work plans are reviewed by appropriate experts and approved at some level higher than the project chief, such as the Science Center Director. [Read More]
What are the recordkeeping requirements regarding research activities? [010]

What are the recordkeeping requirements regarding research activities? [010]

Data collection and research planning activities are governed by documented work plans that ensure scientific goals are achievable and appropriate to the mission of the USGS and that research can be interpreted appropriately; these work plans are reviewed by appropriate experts and approved at some level higher than the project chief, such as the Science Center Director. [Read More]
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Where can I find additional guidance on requirements related to authorship of USGS information products? [011]

Where can I find additional guidance on requirements related to authorship of USGS information products? [011]

Available guidance for authorship includes a Survey Manual chapter, FAQs, and other tools. [Read More]
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How does the USGS address derogatory and (or) offensive words, names, and phrases that may be found in USGS scientific information products? [012] How does the USGS address derogatory and (or) offensive words, names, and phrases that may be found in USGS scientific information products? [012]

The U.S. Geological Survey is committed to addressing derogatory and (or) offensive words, names, and phrases as detailed in a Survey Manual Instructional Memorandum and guidance by the Board of Geographic Names. [Read More]
How does the USGS address derogatory and (or) offensive words, names, and phrases that may be found in USGS scientific information products? [012]

How does the USGS address derogatory and (or) offensive words, names, and phrases that may be found in USGS scientific information products? [012]

The U.S. Geological Survey is committed to addressing derogatory and (or) offensive words, names, and phrases as detailed in a Survey Manual Instructional Memorandum and guidance by the Board of Geographic Names. [Read More]
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Can new interpretive material be posted on a USGS public web page? [013]

Can new interpretive material be posted on a USGS public web page? [013]

No, a web page cannot be used to release new interpretive material. [Read More]
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What are the circumstances under which access to USGS-funded scientific data may be restricted from release? [014] What are the circumstances under which access to USGS-funded scientific data may be restricted from release? [014]

Access to or release of the USGS data may be restricted because of security, privacy, confidentiality, or other constraints, or data mentioned in the published product are not used as a basis for the conclusions. [Read More]
What are the circumstances under which access to USGS-funded scientific data may be restricted from release? [014]

What are the circumstances under which access to USGS-funded scientific data may be restricted from release? [014]

Access to or release of the USGS data may be restricted because of security, privacy, confidentiality, or other constraints, or data mentioned in the published product are not used as a basis for the conclusions. [Read More]
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Under what circumstance may scholarly publications refer to unpublished data funded by a non-USGS organization? [015] Under what circumstance may scholarly publications refer to unpublished data funded by a non-USGS organization? [015]

If the non-USGS funded data have not been made publicly available by the data owner, the USGS can suggest or request but cannot require the data be made publicly available. If the data are not made available, a statement indicating that at the time of publication the data were not available from the responsible non-USGS agency should be included in the associated information product. [Read More]
Under what circumstance may scholarly publications refer to unpublished data funded by a non-USGS organization? [015]

Under what circumstance may scholarly publications refer to unpublished data funded by a non-USGS organization? [015]

If the non-USGS funded data have not been made publicly available by the data owner, the USGS can suggest or request but cannot require the data be made publicly available. If the data are not made available, a statement indicating that at the time of publication the data were not available from the responsible non-USGS agency should be included in the associated information product. [Read More]
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Under what circumstance may USGS-funded unpublished data be cited in scholarly publications? [016] Under what circumstance may USGS-funded unpublished data be cited in scholarly publications? [016]

Citations referring to unpublished data are allowed when the citation refers to content or auxiliary information that is not essential to ensuring others can replicate the results or evaluate the validity of the data used to support the conclusions of the scholarly publication. [Read More]
Under what circumstance may USGS-funded unpublished data be cited in scholarly publications? [016]

Under what circumstance may USGS-funded unpublished data be cited in scholarly publications? [016]

Citations referring to unpublished data are allowed when the citation refers to content or auxiliary information that is not essential to ensuring others can replicate the results or evaluate the validity of the data used to support the conclusions of the scholarly publication. [Read More]
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What criteria and guidance are followed for acknowledgments included in information products? [017] What criteria and guidance are followed for acknowledgments included in information products? [017]

Acknowledgments in USGS scientific information products must be limited to only those that contributed materially to the scientific investigation and the information product and (or) those that provided content-specific assistance to authors during the related investigation. [Read More]
What criteria and guidance are followed for acknowledgments included in information products? [017]

What criteria and guidance are followed for acknowledgments included in information products? [017]

Acknowledgments in USGS scientific information products must be limited to only those that contributed materially to the scientific investigation and the information product and (or) those that provided content-specific assistance to authors during the related investigation. [Read More]
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What is an Open Researcher and Contributor Identifier (ORCID) iD? [018] What is an Open Researcher and Contributor Identifier (ORCID) iD? [018]

An ORCID iD is a unique, persistent identifier that can be obtained by researchers free of charge. An assigned ORCID iD is associated with an individual regardless of their affiliated institutions and records an author’s history of publications. [Read More]
What is an Open Researcher and Contributor Identifier (ORCID) iD? [018]

What is an Open Researcher and Contributor Identifier (ORCID) iD? [018]

An ORCID iD is a unique, persistent identifier that can be obtained by researchers free of charge. An assigned ORCID iD is associated with an individual regardless of their affiliated institutions and records an author’s history of publications. [Read More]
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Why do USGS authors need an ORCID iD and what information must be provided in their profiles? [019] Why do USGS authors need an ORCID iD and what information must be provided in their profiles? [019]

All USGS authors (including coauthors) must have a ORCID iD account (set to public) in order to identify USGS authored or funded publications. The ORCID iD record should include the author’s first and last name, USGS email address, and USGS employment affiliation. [Read More]
Why do USGS authors need an ORCID iD and what information must be provided in their profiles? [019]

Why do USGS authors need an ORCID iD and what information must be provided in their profiles? [019]

All USGS authors (including coauthors) must have a ORCID iD account (set to public) in order to identify USGS authored or funded publications. The ORCID iD record should include the author’s first and last name, USGS email address, and USGS employment affiliation. [Read More]
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What is the benefit of an ORCID iD? [020] What is the benefit of an ORCID iD? [020]

An ORCID iD helps to highlight and clarify Bureau research and authorship by USGS employees. The Publications Warehouse also uses ORCID iDs to update and link to externally published information products by USGS authors. [Read More]
What is the benefit of an ORCID iD? [020]

What is the benefit of an ORCID iD? [020]

An ORCID iD helps to highlight and clarify Bureau research and authorship by USGS employees. The Publications Warehouse also uses ORCID iDs to update and link to externally published information products by USGS authors. [Read More]
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What FSP and other requirements related to authorship of USGS scientific information products must be followed? [021] What FSP and other requirements related to authorship of USGS scientific information products must be followed? [021]

If the author has full-time, part-time, or volunteer (including emeritus) USGS affiliation or shared affiliation; or if the author is working under a USGS grant, memorandum of understanding, or other cooperative agreement, then FSP requirements must be followed regardless of whether the information product will be published by the USGS or by an outside entity. [Read more]
What FSP and other requirements related to authorship of USGS scientific information products must be followed? [021]

What FSP and other requirements related to authorship of USGS scientific information products must be followed? [021]

If the author has full-time, part-time, or volunteer (including emeritus) USGS affiliation or shared affiliation; or if the author is working under a USGS grant, memorandum of understanding, or other cooperative agreement, then FSP requirements must be followed regardless of whether the information product will be published by the USGS or by an outside entity. [Read more]
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What criteria and guidance are available for determining or attributing authorship of information products? [022] What criteria and guidance are available for determining or attributing authorship of information products? [022]

Authors are the ones responsible for the preparation and content of the information product. Authorship should be limited to the individual or individuals who make a substantial intellectual contribution to conception or design of the investigation; the acquisition, analysis, or interpretation of data; and the content of the information product. [Read more]
What criteria and guidance are available for determining or attributing authorship of information products? [022]

What criteria and guidance are available for determining or attributing authorship of information products? [022]

Authors are the ones responsible for the preparation and content of the information product. Authorship should be limited to the individual or individuals who make a substantial intellectual contribution to conception or design of the investigation; the acquisition, analysis, or interpretation of data; and the content of the information product. [Read more]
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How may coauthorship order be addressed for group projects that result in multiple products or sections within a larger product? [023] How may coauthorship order be addressed for group projects that result in multiple products or sections within a larger product? [023]

In such instances, group members determine the order of coauthorship from one information product to another as they deem appropriate. In the case of lengthy information products, group members determine if authorship of individual sections may be separately designated to recognize specialized contributions. [Read more]
How may coauthorship order be addressed for group projects that result in multiple products or sections within a larger product? [023]

How may coauthorship order be addressed for group projects that result in multiple products or sections within a larger product? [023]

In such instances, group members determine the order of coauthorship from one information product to another as they deem appropriate. In the case of lengthy information products, group members determine if authorship of individual sections may be separately designated to recognize specialized contributions. [Read more]
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How do USGS authors list their affiliation in the bylines of information products? [024] How do USGS authors list their affiliation in the bylines of information products? [024]

The Bureau affiliation in outside publications should be shown first as “U.S. Geological Survey.” The author’s science center name may be listed next. If applicable, a laboratory or university affiliation follows. [Read more]
How do USGS authors list their affiliation in the bylines of information products? [024]

How do USGS authors list their affiliation in the bylines of information products? [024]

The Bureau affiliation in outside publications should be shown first as “U.S. Geological Survey.” The author’s science center name may be listed next. If applicable, a laboratory or university affiliation follows. [Read more]
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How do contractors use a USGS affiliation in the author byline? [025] How do contractors use a USGS affiliation in the author byline? [025]

The byline includes the contract author's company name or location/town (if self-employed), followed by “Contractor to the U.S. Geological Survey.” [Read more]
How do contractors use a USGS affiliation in the author byline? [025]

How do contractors use a USGS affiliation in the author byline? [025]

The byline includes the contract author's company name or location/town (if self-employed), followed by “Contractor to the U.S. Geological Survey.” [Read more]
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How do students, interns, volunteers (including scientists emeriti), visiting scientists, and retirees use a USGS affiliation in their author byline? [026] How do students, interns, volunteers (including scientists emeriti), visiting scientists, and retirees use a USGS affiliation in their author byline? [026]

These authors use a USGS affiliation in their byline if they are funded in full or in part by the Bureau to do the work or receive other support from the USGS in performance of the work. The byline includes the author’s specific relationship or role, followed by U.S. Geological Survey. [Read more]
How do students, interns, volunteers (including scientists emeriti), visiting scientists, and retirees use a USGS affiliation in their author byline? [026]

How do students, interns, volunteers (including scientists emeriti), visiting scientists, and retirees use a USGS affiliation in their author byline? [026]

These authors use a USGS affiliation in their byline if they are funded in full or in part by the Bureau to do the work or receive other support from the USGS in performance of the work. The byline includes the author’s specific relationship or role, followed by U.S. Geological Survey. [Read more]
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What FSP requirements related to authorship apply to a recently hired USGS employee? [027] What FSP requirements related to authorship apply to a recently hired USGS employee? [027]

Work completed prior to employment with the USGS is not subject to the FSP review and approval requirements. Work started prior to USGS employment and completed as part of the employee’s official duties with the USGS must follow FSP review and approval requirements. [Read more]
What FSP requirements related to authorship apply to a recently hired USGS employee? [027]

What FSP requirements related to authorship apply to a recently hired USGS employee? [027]

Work completed prior to employment with the USGS is not subject to the FSP review and approval requirements. Work started prior to USGS employment and completed as part of the employee’s official duties with the USGS must follow FSP review and approval requirements. [Read more]
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How does a recently hired USGS employee show authorship for work completed prior to their USGS employment? [028] How does a recently hired USGS employee show authorship for work completed prior to their USGS employment? [028]

The primary authorship affiliation reflects where the work was done. The author can add their current USGS affiliation using, for example, "current address: U.S. Geological Survey, [insert Science Center name, city, state]," which indicates that the work was not done at or on behalf of the USGS.
How does a recently hired USGS employee show authorship for work completed prior to their USGS employment? [028]

How does a recently hired USGS employee show authorship for work completed prior to their USGS employment? [028]

The primary authorship affiliation reflects where the work was done. The author can add their current USGS affiliation using, for example, "current address: U.S. Geological Survey, [insert Science Center name, city, state]," which indicates that the work was not done at or on behalf of the USGS.
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How is affiliation shown in the author byline for work initiated prior to USGS employment, but completed as a USGS employee? [029] How is affiliation shown in the author byline for work initiated prior to USGS employment, but completed as a USGS employee? [029]

Both the former and USGS affiliations are shown. The USGS affiliation is shown first, for example, "U.S. Geological Survey [insert Science Center name, city, state] and [insert where work was initiated]." Consult SPN if the work is to be released in USGS publications. [Read more]
How is affiliation shown in the author byline for work initiated prior to USGS employment, but completed as a USGS employee? [029]

How is affiliation shown in the author byline for work initiated prior to USGS employment, but completed as a USGS employee? [029]

Both the former and USGS affiliations are shown. The USGS affiliation is shown first, for example, "U.S. Geological Survey [insert Science Center name, city, state] and [insert where work was initiated]." Consult SPN if the work is to be released in USGS publications. [Read more]
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What statements are used in USGS-authored information products (including USGS series publications, journal articles, cooperator publications, and others) when crediting cooperators or collaborators? [030]

What statements are used in USGS-authored information products (including USGS series publications, journal articles, cooperator publications, and others) when crediting cooperators or collaborators? [030]

Depending on the agreement and information product type, use one of the following statements: "Prepared in cooperation [collaboration] with (name of cooperator or collaborator)" or “Prepared in cooperation with the U.S. Geological Survey." [Read more]
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