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Fundamental Science Practices Frequently Asked Questions

The frequently asked questions (FAQs) represent a Bureau consensus to ensure interpretations of Fundamental Science Practices (FSP) policies are uniformly applied throughout the USGS. These FAQs provide further explanation of the FSP and related publishing policies, as well as describe the procedures and decision making necessary to meet the policy requirements.

FSP Background

FSP Background

Authorship

Authorship

Review

Review

Approval

Approval

USGS Publication Series

USGS Publication Series

Journal Publications

Journal Publications

Metadata

Metadata

Data

Data

Software

Software

Project Reporting and Cooperator Publications

Project Reporting and Cooperator Publications

Web Pages, Conferences, Abstracts, and Presentations

Web Pages, Conferences, Abstracts, and Presentations

Preprints

Preprints

The FAQs will be updated as necessary and changes in the form of additions or revisions are reflected by date (month/year) as they occur. Questions about the FSP that are not addressed here should be directed to gs_fspac@usgs.gov.

 

FSP Frequently Asked Questions

Filter Total Items: 207

How can I convert an RFFIR publicly released by the receiving U.S. Government agency, foreign government or agency, or international entity funding partner into a USGS Open-File Report (OFR) to be cited and indexed in the Publications Warehouse? [150] How can I convert an RFFIR publicly released by the receiving U.S. Government agency, foreign government or agency, or international entity funding partner into a USGS Open-File Report (OFR) to be cited and indexed in the Publications Warehouse? [150]

Restricted-File Federal Interagency Reports (RFFIRs) are not public and cannot be cited, it may be worthwhile to publicly release these reports in other USGS series, such as Open File Report (OFR), once deemed appropriate to do so. A new IPDS record for OFR should be created, following the standard process for review, approval, and coordination with the Science Publishing Network. [Read more]
How can I convert an RFFIR publicly released by the receiving U.S. Government agency, foreign government or agency, or international entity funding partner into a USGS Open-File Report (OFR) to be cited and indexed in the Publications Warehouse? [150]

How can I convert an RFFIR publicly released by the receiving U.S. Government agency, foreign government or agency, or international entity funding partner into a USGS Open-File Report (OFR) to be cited and indexed in the Publications Warehouse? [150]

Restricted-File Federal Interagency Reports (RFFIRs) are not public and cannot be cited, it may be worthwhile to publicly release these reports in other USGS series, such as Open File Report (OFR), once deemed appropriate to do so. A new IPDS record for OFR should be created, following the standard process for review, approval, and coordination with the Science Publishing Network. [Read more]
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Can I cite or index RFFIRs on a USGS public-facing web page? [151] Can I cite or index RFFIRs on a USGS public-facing web page? [151]

Restricted-File Federal Interagency Reports (RFFIRs) are not to be referenced, posted, or indexed on USGS public-facing web pages or included in a list of publications on individual staff profile pages. Because RFFIRs are not citable, they are not to be indexed in the USGS Publications Warehouse or included in a list of publications on individual staff profile pages.
Can I cite or index RFFIRs on a USGS public-facing web page? [151]

Can I cite or index RFFIRs on a USGS public-facing web page? [151]

Restricted-File Federal Interagency Reports (RFFIRs) are not to be referenced, posted, or indexed on USGS public-facing web pages or included in a list of publications on individual staff profile pages. Because RFFIRs are not citable, they are not to be indexed in the USGS Publications Warehouse or included in a list of publications on individual staff profile pages.
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What are the entities for which I can and cannot prepare RFFIRs? [152] What are the entities for which I can and cannot prepare RFFIRs? [152]

The Restricted-File Federal Interagency Reports (RFFIR) series is to be used for confidential communication between USGS and a U.S. Government agency, foreign government or agency, or international entity funding partner. RFFIRs cannot be produced for private communications. [Read more]
What are the entities for which I can and cannot prepare RFFIRs? [152]

What are the entities for which I can and cannot prepare RFFIRs? [152]

The Restricted-File Federal Interagency Reports (RFFIR) series is to be used for confidential communication between USGS and a U.S. Government agency, foreign government or agency, or international entity funding partner. RFFIRs cannot be produced for private communications. [Read more]
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What types of project progress information can be reported and why is that important? [153] What types of project progress information can be reported and why is that important? [153]

Project progress reporting can involve noninterpretive scientific information, previously published interpretive scientific information, or new interpretive scientific. The type of content dictates how the FSP apply and whether tracking in the IPDS is required. [Read more]
What types of project progress information can be reported and why is that important? [153]

What types of project progress information can be reported and why is that important? [153]

Project progress reporting can involve noninterpretive scientific information, previously published interpretive scientific information, or new interpretive scientific. The type of content dictates how the FSP apply and whether tracking in the IPDS is required. [Read more]
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What formats can be used for reports of project progress? [154] What formats can be used for reports of project progress? [154]

Reports of project progress that contain non-interpretive or previously published interpretive information can be delivered in slides, summaries, correspondence, emails, or oral communications; conversely, new interpretive content must be tracked in IPDS and may include: (1) abstract, poster, presentation, exhibit, newsletter, (2) USGS publication series product, or (3) outside publication. [Read...
What formats can be used for reports of project progress? [154]

What formats can be used for reports of project progress? [154]

Reports of project progress that contain non-interpretive or previously published interpretive information can be delivered in slides, summaries, correspondence, emails, or oral communications; conversely, new interpretive content must be tracked in IPDS and may include: (1) abstract, poster, presentation, exhibit, newsletter, (2) USGS publication series product, or (3) outside publication. [Read...
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Is there a product type for reports of project progress in IPDS? [155]

Is there a product type for reports of project progress in IPDS? [155]

No. There is not a product type in the IPDS for reports of project progress.
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What are the requirements for communicating unpublished interpretive content in reports of project progress among collaborators? [157] What are the requirements for communicating unpublished interpretive content in reports of project progress among collaborators? [157]

Project progress reports with new interpretive information must include disclaimers indicating preliminary/provisional, deliberative, predecisional nature of information; requirement to not disclose or release information; and waiving of USGS and U.S. Government liability. These reports must be labeled “Preliminary Information Subject to Revision. Not for Citation or Distribution." [Read more]
What are the requirements for communicating unpublished interpretive content in reports of project progress among collaborators? [157]

What are the requirements for communicating unpublished interpretive content in reports of project progress among collaborators? [157]

Project progress reports with new interpretive information must include disclaimers indicating preliminary/provisional, deliberative, predecisional nature of information; requirement to not disclose or release information; and waiving of USGS and U.S. Government liability. These reports must be labeled “Preliminary Information Subject to Revision. Not for Citation or Distribution." [Read more]
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What are the FSP requirements for reports of project progress that contain new interpretations and are released to the greater stakeholder community, steering councils, or cooperating groups who are not directly contributing to project activities? [158]

What are the FSP requirements for reports of project progress that contain new interpretations and are released to the greater stakeholder community, steering councils, or cooperating groups who are not directly contributing to project activities? [158]

If the project progress reports contain new interpretations, then the reports of project progress also require peer reviews, Bureau approval, and publication before being delivered to the greater community of stakeholders, steering councils, or cooperating groups who are not directly contributing to project activities. [Read more]
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Which reports of project progress are subject to FSP review and approval requirements? [159] Which reports of project progress are subject to FSP review and approval requirements? [159]

FSP review and approval of project progress depends on the content (new and interpretive findings versus noninterpretive or previously published information) and intended distribution of the report. [Read more]
Which reports of project progress are subject to FSP review and approval requirements? [159]

Which reports of project progress are subject to FSP review and approval requirements? [159]

FSP review and approval of project progress depends on the content (new and interpretive findings versus noninterpretive or previously published information) and intended distribution of the report. [Read more]
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May reports of project progress be discussed in conference presentations? [160] May reports of project progress be discussed in conference presentations? [160]

Reports of project progress may be presented at a scientific conference, but sensitive, confidential, or proprietary information cannot be discussed. Peer review is at the discretion of the Science Center Director. FSP requirements for presentation materials that are left or not left at scientific meetings and conferences apply.
May reports of project progress be discussed in conference presentations? [160]

May reports of project progress be discussed in conference presentations? [160]

Reports of project progress may be presented at a scientific conference, but sensitive, confidential, or proprietary information cannot be discussed. Peer review is at the discretion of the Science Center Director. FSP requirements for presentation materials that are left or not left at scientific meetings and conferences apply.
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How is reporting of project progress related to courtesy reviews by collaborating cooperators? [161] How is reporting of project progress related to courtesy reviews by collaborating cooperators? [161]

Reports of project progress are not related to the collaborator/partner courtesy reviews. While both types of reporting may contain new, interpretive content, a progress report discusses the status of project work and a draft of a final project report provided to collaborators for courtesy review discusses the results of the project. [Read more]
How is reporting of project progress related to courtesy reviews by collaborating cooperators? [161]

How is reporting of project progress related to courtesy reviews by collaborating cooperators? [161]

Reports of project progress are not related to the collaborator/partner courtesy reviews. While both types of reporting may contain new, interpretive content, a progress report discusses the status of project work and a draft of a final project report provided to collaborators for courtesy review discusses the results of the project. [Read more]
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Does a report of project progress that is noninterpretive or that includes interpretations only from previously published sources require a disclaimer statement before it is delivered to a cooperator, steering council, or stakeholder group? [162]

Does a report of project progress that is noninterpretive or that includes interpretations only from previously published sources require a disclaimer statement before it is delivered to a cooperator, steering council, or stakeholder group? [162]

A nonendorsement disclaimer statement, if appropriate, is the only statement that may be needed in a report of project progress that is noninterpretive or that includes interpretations only from previously published sources. Note, however, that published sources must always be cited.
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Do final technical project progress reports to cooperators or partners have to go through the FSP review and approval process? [163] Do final technical project progress reports to cooperators or partners have to go through the FSP review and approval process? [163]

Yes, all scientific information products, including those submitted to an agency that has provided funding to the USGS to carry out scientific research, assessments, or investigations reporting final technical outcomes (new interpretive information) of a project must be peer reviewed and receive Bureau approval.
Do final technical project progress reports to cooperators or partners have to go through the FSP review and approval process? [163]

Do final technical project progress reports to cooperators or partners have to go through the FSP review and approval process? [163]

Yes, all scientific information products, including those submitted to an agency that has provided funding to the USGS to carry out scientific research, assessments, or investigations reporting final technical outcomes (new interpretive information) of a project must be peer reviewed and receive Bureau approval.
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What is the FSP policy for abstracts? [164] What is the FSP policy for abstracts? [164]

Abstracts may be for scientific conference or meeting sessions or they can be extended abstracts. Science Center Director determines need for peer review of short abstracts and grants Bureau approval. Extended abstracts have the same approval requirements as journal articles and require approval by an OSQI Bureau Approving Official. Abstracts must be tracked in the IPDS. [Read more]
What is the FSP policy for abstracts? [164]

What is the FSP policy for abstracts? [164]

Abstracts may be for scientific conference or meeting sessions or they can be extended abstracts. Science Center Director determines need for peer review of short abstracts and grants Bureau approval. Extended abstracts have the same approval requirements as journal articles and require approval by an OSQI Bureau Approving Official. Abstracts must be tracked in the IPDS. [Read more]
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What is the FSP policy for presentation materials and posters used in poster sessions? [165] What is the FSP policy for presentation materials and posters used in poster sessions? [165]

Presentation materials and poster sessions presented once and not left for conference dissemination or posted on a public website do not require peer review; however, the Science Center Director has discretion to require peer review. Poster session/presentation materials requiring Bureau approval must be tracked and approval documented in the IPDS. [Read more]
What is the FSP policy for presentation materials and posters used in poster sessions? [165]

What is the FSP policy for presentation materials and posters used in poster sessions? [165]

Presentation materials and poster sessions presented once and not left for conference dissemination or posted on a public website do not require peer review; however, the Science Center Director has discretion to require peer review. Poster session/presentation materials requiring Bureau approval must be tracked and approval documented in the IPDS. [Read more]
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What is the FSP policy for using previously approved abstracts, poster sessions, and presentation materials for various meetings? [166] What is the FSP policy for using previously approved abstracts, poster sessions, and presentation materials for various meetings? [166]

If previously approved abstract, poster session, or presentation is reused in a different meeting venue, additional Bureau approval is not required as long as the content has not substantially changed. Authors should always ensure that supervisors and management are informed whenever USGS scientific information is presented, even if the material has been presented in a prior venue. [Read more]
What is the FSP policy for using previously approved abstracts, poster sessions, and presentation materials for various meetings? [166]

What is the FSP policy for using previously approved abstracts, poster sessions, and presentation materials for various meetings? [166]

If previously approved abstract, poster session, or presentation is reused in a different meeting venue, additional Bureau approval is not required as long as the content has not substantially changed. Authors should always ensure that supervisors and management are informed whenever USGS scientific information is presented, even if the material has been presented in a prior venue. [Read more]
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Can working notes be posted to a public web page as supplementary material for others to use? [167] Can working notes be posted to a public web page as supplementary material for others to use? [167]

No, working notes, field notes, and other related material that have not met FSP requirements of peer review and Bureau approval cannot be publicly posted. These materials are considered predecisional and are protected from public disclosure, unless materials have been specifically included for publication as part of the approved manuscript or are subject to a FOIA request.
Can working notes be posted to a public web page as supplementary material for others to use? [167]

Can working notes be posted to a public web page as supplementary material for others to use? [167]

No, working notes, field notes, and other related material that have not met FSP requirements of peer review and Bureau approval cannot be publicly posted. These materials are considered predecisional and are protected from public disclosure, unless materials have been specifically included for publication as part of the approved manuscript or are subject to a FOIA request.
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What are the requirements for audiovisual media and products? [168] What are the requirements for audiovisual media and products? [168]

The USGS OCAP provides policy direction for audiovisual products, including video productions, motion picture films, public service announcements, video news features, and electronic/satellite transmissions that are produced by or attributed to the USGS. OCAP reviews, approves, and certifies these products for approval by DOI Office of Communications. [Read more]
What are the requirements for audiovisual media and products? [168]

What are the requirements for audiovisual media and products? [168]

The USGS OCAP provides policy direction for audiovisual products, including video productions, motion picture films, public service announcements, video news features, and electronic/satellite transmissions that are produced by or attributed to the USGS. OCAP reviews, approves, and certifies these products for approval by DOI Office of Communications. [Read more]
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A journal requests that a USGS scientist contribute to a “book review”—what are the FSP review and approval requirements? [169] A journal requests that a USGS scientist contribute to a “book review”—what are the FSP review and approval requirements? [169]

The intent of the book review is to address the content, not advance the notion of purchase. Book reviews are, by definition, new interpretive content. As for other new interpretive science information, two peer reviews are required and Bureau approval by a BAO is required for the book review prior to it being submitted to the journal for publication. [Read more]
A journal requests that a USGS scientist contribute to a “book review”—what are the FSP review and approval requirements? [169]

A journal requests that a USGS scientist contribute to a “book review”—what are the FSP review and approval requirements? [169]

The intent of the book review is to address the content, not advance the notion of purchase. Book reviews are, by definition, new interpretive content. As for other new interpretive science information, two peer reviews are required and Bureau approval by a BAO is required for the book review prior to it being submitted to the journal for publication. [Read more]
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How are USGS information products cataloged in and made available from the USGS Publications Warehouse? [170] How are USGS information products cataloged in and made available from the USGS Publications Warehouse? [170]

Upon completion of the dissemination task for an information product in IPDS, bibliographic metadata are transferred from IPDS to Publications Warehouse for creating product citation pages. Accurate and complete bibliographic information must be entered in the IPDS and the dissemination task must be completed in a timely manner to catalog and index product in the Publications Warehouse.[Read more]
How are USGS information products cataloged in and made available from the USGS Publications Warehouse? [170]

How are USGS information products cataloged in and made available from the USGS Publications Warehouse? [170]

Upon completion of the dissemination task for an information product in IPDS, bibliographic metadata are transferred from IPDS to Publications Warehouse for creating product citation pages. Accurate and complete bibliographic information must be entered in the IPDS and the dissemination task must be completed in a timely manner to catalog and index product in the Publications Warehouse.[Read more]
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What types of information products are cataloged in the USGS Publications Warehouse? [171] What types of information products are cataloged in the USGS Publications Warehouse? [171]

The Publications Warehouse catalog includes, but is not limited to, citation pages for USGS publication series, outside publications (such as journal articles, books, book chapters, other government and nongovernment publications, cooperator publications, and conference proceedings) prepared by USGS and other authors, and extramural publications (produced by non-USGS authors funded by USGS). [Read...
What types of information products are cataloged in the USGS Publications Warehouse? [171]

What types of information products are cataloged in the USGS Publications Warehouse? [171]

The Publications Warehouse catalog includes, but is not limited to, citation pages for USGS publication series, outside publications (such as journal articles, books, book chapters, other government and nongovernment publications, cooperator publications, and conference proceedings) prepared by USGS and other authors, and extramural publications (produced by non-USGS authors funded by USGS). [Read...
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